CLIENT
COMMITMENT STATEMENT
At Wedbush Morgan Securities, our clients come first.
We are in the business to provide the very best value
added services to each of our clients. The employees
of Wedbush Morgan Securities are the resources through
whom we provide the finest services available in
the securities industry. We are committed to the
following missions:
For our clients, we will:
- Assist
them in achieving success through superior
investment ideas, products and services.
- Conduct
our activities for the benefit of the customer
first, with the highest standards of ethics
and integrity which we can command.
- Continually consult with them in order
to provide products and services that focus on
their
needs.
- Place major emphasis on innovation, creativity
and performance.
- Maintain business continuity and
a strong financial condition to protect their
long-term interests.
Our employees will be expected and encouraged
to:
- Be excellent marketing representatives
of the firm to our clients.
- Excel in their
work through training, development and personal
interests.
- Follow quality processes at all times.
- Be enthusiastic,
energetic, self-motivated, creative and ambitious.
- Communicate effectively with our clients, with
each other, and with management.
- Be flexible,
willing to cross-train and to work as a team
with mutual respect, and to
do whatever it takes to get the job done.
- Smile and maintain a friendly workplace.
Our firm’s
leadership will:
- Create a positive and
secure environment for clients and employees.
- Emphasize
the highest ethical and quality standards.
- Develop
a teamwork environment where the good of the
whole is paramount.
- Develop a true understanding
of authority and responsibility, delegation and
acceptance.
- Provide excellent stewardship of the company’s
business.
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